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SEC Rule 10b-5
Results: 780

#	Item
51	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 24, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 10:41:43 Financial regulation Financial system Financial economics New Deal Securities Act Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities fraud United States securities law 73rd United States Congress United States Securities and Exchange Commission
52	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 1, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-01 13:24:44 Pro forma Securities Exchange Act Accounts payable SEC Rule 10b-5 Securities and Exchange Commission Business United States securities law Finance Government
53	of International & Antifraud Comparative Law 5Singapore SJICL Journal The Add to Reading List Source URL: law.nus.edu.sg Language: English - Date: 2010-01-13 02:59:01 Financial system Financial regulation Financial economics Emulex hoax Finance U.S. Securities and Exchange Commission Securities market SEC Rule 10b-5 Securities Commission Stock market Business United States securities law
54	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 27, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-27 11:59:24 Financial regulation Government Financial system Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Securities and Exchange Commission Self-regulatory organization SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
55	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-25 15:59:40 United States Securities and Exchange Commission Financial system Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer SEC Rule 10b-5 Securities and Exchange Commission United States securities law Financial economics 73rd United States Congress
56	Microsoft Word - 13-1837_opn Add to Reading List Source URL: s3.amazonaws.com Language: English - Date: 2014-12-10 10:08:41 Financial system Economics Insider trading United States securities law SEC Rule 10b-5 Fiduciary Securities fraud Insider Corruption Law Stock market
57	Hispano HA 132 listed under Fiat Hispano HA-1112 Buchon listed under Messerschmitt Last update[removed] \|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\|\| Add to Reading List Source URL: www.goodall.com.au Language: English - Date: 2014-08-07 22:36:45 Hispano HA-200 Aeronautics and Astronautics Museum of Spain SEC Rule 10b-5 Hispano Aviación Commemorative Air Force Aviation Aircraft Transport
58	20 January[removed]Recent Trends in Securities Class Action Litigation: 2014 Full-Year Review Settlement amounts plummet in 2014, but post-Halliburton II filings rebound Add to Reading List Source URL: www.nera.com Language: English - Date: 2015-01-21 16:41:52 Economy of the United States United States Financial regulation Corporate crime Private Securities Litigation Reform Act Halliburton SEC Rule 10b-5 Securities Exchange Act State court United States securities law 73rd United States Congress United States Securities and Exchange Commission
59	HONG KONG INSTITUTE FOR MONETARY RESEARCH DOES INSIDER TRADING RAISE MARKET VOLATILITY? Julan Du and Shang-Jin Wei Hong Kong Institute for Monetary Research Add to Reading List Source URL: www.hkimr.org Language: English - Date: 2012-09-26 02:29:52 Financial system Stock market Mathematical finance Insider trading Securities fraud Insider Volatility U.S. Securities and Exchange Commission SEC Rule 10b-5 Corruption Finance Economics
60	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-04 16:41:14 Financial economics Financial system Financial regulation Securities Exchange Act Broker-dealer Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission

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